{"id":207,"date":"2022-04-14T07:16:26","date_gmt":"2022-04-14T07:16:26","guid":{"rendered":"http:\/\/invexi.org\/?p=207"},"modified":"2026-01-23T20:08:55","modified_gmt":"2026-01-23T15:08:55","slug":"due_diligence-legal_audit","status":"publish","type":"post","link":"https:\/\/invexi.org\/zh\/services\/due_diligence-legal_audit\/","title":{"rendered":"\u7efc\u5408\u5c3d\u804c\u8c03\u67e5\u4e0e\u6cd5\u5f8b\u5ba1\u8ba1"},"content":{"rendered":"<p><\/p>\n<p class=\"qwen-markdown-paragraph\" data-spm-anchor-id=\"a2ty_o01.29997173.0.i2.48da5171JnGgNV\"><strong>\u8d44\u4ea7\u900f\u660e\u5ea6\u4e0e\u6cd5\u5f8b\u5b89\u5168\u6027\u662f\u4efb\u4f55\u6210\u529f\u6295\u8d44\u4ea4\u6613\u7684\u57fa\u77f3\u3002\u4f9d\u6258\u4e0e\u9886\u5148\u5f8b\u5e08\u4e8b\u52a1\u6240 <a href=\"https:\/\/abacus.law\/\" target=\"_blank\" rel=\"noopener\">ABACUS<\/a> \u7684\u6218\u7565\u5408\u4f5c\uff0c<a href=\"https:\/\/invexi.org\/\" target=\"_blank\" rel=\"noopener\">INVEXI<\/a> \u516c\u53f8\u63d0\u4f9b\u6df1\u5ea6\u6cd5\u5f8b\u5ba1\u8ba1\u53ca\u4ea4\u6613\u7ed3\u6784\u8bbe\u8ba1\u670d\u52a1\uff0c\u786e\u4fdd\u9879\u76ee\u7b26\u5408\u56fd\u9645\u91d1\u878d\u673a\u6784\uff08\u5982\u56fd\u9645\u91d1\u878d\u516c\u53f8 IFC\u3001\u6b27\u6d32\u590d\u5174\u5f00\u53d1\u94f6\u884c EBRD\u3001\u4e9a\u6d32\u5f00\u53d1\u94f6\u884c ADB\uff09\u53ca\u79c1\u4eba\u6295\u8d44\u8005\u7684\u4e25\u683c\u6807\u51c6\u3002<\/strong><\/p>\n<div class=\"qwen-markdown-space\">\u00a0<\/div>\n<p class=\"qwen-markdown-paragraph\"><strong>\u6211\u4eec\u7684\u76ee\u6807\u4e0d\u4ec5\u5728\u4e8e\u8bc6\u522b\u98ce\u9669\uff0c\u66f4\u5728\u4e8e\u8bbe\u8ba1\u6709\u6548\u7684\u6cd5\u5f8b\u673a\u5236\u4ee5\u6d88\u9664\u98ce\u9669\uff0c\u786e\u4fdd\u8d44\u4ea7\u83b7\u5f97\u201c\u6d01\u51c0\u4ea7\u6743\u201d\uff08Clean Title\uff09\u5730\u4f4d\u3002<\/strong><\/p>\n<div class=\"qwen-markdown-space\">\u00a0<\/div>\n<p class=\"qwen-markdown-paragraph\"><strong class=\"qwen-markdown-strong\">\u670d\u52a1\u5185\u5bb9\u5305\u62ec\uff1a<\/strong><\/p>\n<ol class=\"qwen-markdown-list\" dir=\"auto\" start=\"1\">\n<li><strong class=\"qwen-markdown-strong\">\u5356\u65b9\u5c3d\u804c\u8c03\u67e5\uff08Vendor Due Diligence, VDD\uff09\/ \u51fa\u552e\u524d\u5ba1\u8ba1<\/strong><br \/>\n<strong>\u4e3a\u8d44\u4ea7\u51fa\u552e\u6216\u878d\u8d44\u8fdb\u884c\u5168\u65b9\u4f4d\u51c6\u5907\u3002\u6211\u4eec\u5728\u4ea4\u6613\u542f\u52a8\u524d\u5373\u4ee5\u6295\u8d44\u8005\u89c6\u89d2\u5bf9\u4e1a\u52a1\u8fdb\u884c\u5168\u9762\u8bca\u65ad\uff0c\u4ece\u800c\uff1a<\/strong><\/p>\n<ul class=\"qwen-markdown-list\" dir=\"auto\">\n<li><strong>\u63d0\u524d\u8bc6\u522b\u5e76\u6d88\u9664\u91cd\u5927\u98ce\u9669\uff08\u201c\u7ea2\u65d7\u4e8b\u9879\u201d\uff0cRed Flags\uff09\uff1b<\/strong><\/li>\n<li><strong>\u4e3a\u516c\u53f8\u4f30\u503c\u63d0\u4f9b\u5145\u5206\u4f9d\u636e\uff0c\u5b9e\u73b0\u4ef7\u503c\u6700\u5927\u5316\uff1b<\/strong><\/li>\n<li><strong>\u901a\u8fc7\u5411\u6295\u8d44\u8005\u63d0\u4f9b\u73b0\u6210\u7684 VDD \u62a5\u544a\uff0c\u663e\u8457\u52a0\u5feb\u4ea4\u6613\u4ea4\u5272\u8fdb\u7a0b\u3002<\/strong><\/li>\n<\/ul>\n<\/li>\n<li><strong class=\"qwen-markdown-strong\">\u6cd5\u5f8b\u4e0e\u516c\u53f8\u6cbb\u7406\u5ba1\u8ba1\uff08Legal Due Diligence\uff09<\/strong><br \/>\n<strong>\u5bf9\u516c\u53f8\u5386\u53f2\u6cbf\u9769\u53ca\u5f53\u524d\u6cd5\u5f8b\u72b6\u51b5\u8fdb\u884c\u6df1\u5ea6\u6838\u67e5\uff0c\u5305\u62ec\uff1a<\/strong><\/p>\n<ul class=\"qwen-markdown-list\" dir=\"auto\">\n<li><strong>\u516c\u53f8\u80a1\u6743\u7ed3\u6784\u53ca\u80a1\u4efd\/\u80a1\u6743\u6743\u5c5e\u5206\u6790\uff1b<\/strong><\/li>\n<li><strong>\u6ce8\u518c\u8d44\u672c\u5f62\u6210\u5408\u6cd5\u6027\u5ba1\u67e5\uff1b<\/strong><\/li>\n<li><strong>\u91cd\u5927\u5408\u540c\u53ca\u4e49\u52a1\u7684\u5168\u9762\u8bc4\u4f30\uff1b<\/strong><\/li>\n<li><strong>\u6f5c\u5728\u8bc9\u8bbc\u53ca\u884c\u653f\u5408\u89c4\u98ce\u9669\u7684\u8bc6\u522b\u4e0e\u8bc4\u4f30\u3002<\/strong><\/li>\n<\/ul>\n<\/li>\n<li><strong class=\"qwen-markdown-strong\">\u4e0d\u52a8\u4ea7\u53ca\u89c4\u5212\u6587\u4ef6\u5ba1\u8ba1<\/strong><br \/>\n<strong>\u5bf9\u623f\u5730\u4ea7\u5f00\u53d1\u53ca\u57fa\u7840\u8bbe\u65bd\u9879\u76ee\u5c24\u4e3a\u5173\u952e\uff0c\u6db5\u76d6\uff1a<\/strong><\/p>\n<ul class=\"qwen-markdown-list\" dir=\"auto\">\n<li><strong>\u571f\u5730\u53ca\u4e0d\u52a8\u4ea7\u4ea7\u6743\u5408\u6cd5\u6027\u5ba1\u67e5\uff1b<\/strong><\/li>\n<li><strong>\u57ce\u4e61\u89c4\u5212\u6587\u4ef6\u5206\u6790\uff08\u5982\u7528\u5730\u89c4\u5212\u6761\u4ef6\u3001\u7ea2\u7ebf\u56fe\u3001\u57ce\u5e02\u603b\u4f53\u89c4\u5212\u7b49\uff09\uff1b<\/strong><\/li>\n<li><strong>\u5efa\u8bbe\u5de5\u7a0b\u8bb8\u53ef\u7684\u5b8c\u6574\u6027\u4e0e\u5408\u6cd5\u6027\u6838\u67e5\u3002<\/strong><\/li>\n<\/ul>\n<\/li>\n<li><strong class=\"qwen-markdown-strong\">\u5408\u89c4\u4e0e\u5236\u88c1\u7b5b\u67e5\uff08Compliance &amp; AML\uff09<\/strong><br \/>\n<strong>\u786e\u4fdd\u7b26\u5408\u56fd\u9645\u900f\u660e\u5ea6\u6807\u51c6\uff0c\u5305\u62ec\uff1a<\/strong><\/p>\n<ul class=\"qwen-markdown-list\" dir=\"auto\">\n<li><strong>\u5bf9\u516c\u53f8\u53ca\u6700\u7ec8\u53d7\u76ca\u4eba\uff08UBO\uff09\u8fdb\u884c\u56fd\u9645\u5236\u88c1\u540d\u5355\uff08\u5982 OFAC\u3001\u6b27\u76df\u3001\u82f1\u56fd\uff09\u7b5b\u67e5\uff1b<\/strong><\/li>\n<li><strong>\u8d44\u91d1\u6765\u6e90\uff08Source of Funds\uff09\u5408\u6cd5\u6027\u5206\u6790\uff1b<\/strong><\/li>\n<li><strong>\u653f\u6cbb\u516c\u4f17\u4eba\u7269\uff08PEP\uff09\u76f8\u5173\u98ce\u9669\u8bc6\u522b\u3002<\/strong><\/li>\n<\/ul>\n<\/li>\n<li><strong class=\"qwen-markdown-strong\">\u5e76\u8d2d\u4ea4\u6613\u7ed3\u6784\u8bbe\u8ba1<\/strong><br \/>\n<strong>\u4e3a\u6709\u6548\u4fdd\u62a4\u80a1\u4e1c\u53ca\u6295\u8d44\u8005\u5229\u76ca\uff0c\u63d0\u4f9b\u4ea4\u6613\u67b6\u6784\u89e3\u51b3\u65b9\u6848\uff1a<\/strong><\/p>\n<ul class=\"qwen-markdown-list\" dir=\"auto\">\n<li><strong>\u8d77\u8349\u80a1\u4e1c\u534f\u8bae\uff08Shareholders\u2019 Agreement, SHA\uff09\uff1b<\/strong><\/li>\n<li><strong>\u8bbe\u8ba1\u9ad8\u6548\u63a7\u80a1\u7ed3\u6784\uff08\u7279\u6b8a\u76ee\u7684\u8f7d\u4f53 SPV\uff09\uff1b<\/strong><\/li>\n<li><strong>\u4e3a\u5e76\u8d2d\u4ea4\u6613\u63d0\u4f9b\u5168\u7a0b\u6cd5\u5f8b\u652f\u6301\u3002<\/strong><\/li>\n<\/ul>\n<\/li>\n<\/ol>\n<div class=\"qwen-markdown-space\">\u00a0<\/div>\n<p class=\"qwen-markdown-paragraph\"><strong class=\"qwen-markdown-strong\">\u4e3a\u4f55\u9009\u62e9\u6211\u4eec\uff1a<\/strong><\/p>\n<ul class=\"qwen-markdown-list\" dir=\"auto\">\n<li><strong>\u201c\u4e00\u7ad9\u5f0f\u201d\u670d\u52a1\u6a21\u5f0f\uff1a\u60a8\u5c06\u540c\u65f6\u83b7\u5f97 <a href=\"https:\/\/invexi.org\/\" target=\"_blank\" rel=\"noopener\">INVEXI<\/a> \u7684\u8d22\u52a1\u4e13\u4e1a\u80fd\u529b\u548c <a href=\"https:\/\/abacus.law\/\" target=\"_blank\" rel=\"noopener\">ABACUS<\/a> \u5f8b\u6240\u7684\u6cd5\u5f8b\u4fdd\u969c\uff0c\u6574\u5408\u4e3a\u7edf\u4e00\u7684\u54a8\u8be2\u4ea7\u54c1\uff1b<\/strong><\/li>\n<li><strong>\u56fd\u9645\u6807\u51c6\u4f53\u7cfb\uff1a\u6211\u4eec\u7684\u5ba1\u8ba1\u65b9\u6cd5\u8bba\u4e25\u683c\u5bf9\u6807\u5168\u7403\u94f6\u884c\u53ca\u6295\u8d44\u673a\u6784\u7684\u8981\u6c42\uff1b<\/strong><\/li>\n<li><strong>\u4ee5\u89e3\u51b3\u65b9\u6848\u4e3a\u5bfc\u5411\uff1a\u6211\u4eec\u4e0d\u4ec5\u6307\u51fa\u95ee\u9898\uff0c\u66f4\u63d0\u4f9b\u5207\u5b9e\u53ef\u884c\u7684\u6cd5\u5f8b\u6574\u6539\u65b9\u6848\uff08Remediation Plan\uff09\u3002<\/strong><\/li>\n<\/ul>\n<p><\/p>","protected":false},"excerpt":{"rendered":"<p>\u8d44\u4ea7\u900f\u660e\u5ea6\u4e0e\u6cd5\u5f8b\u5b89\u5168\u6027\u662f\u4efb\u4f55\u6210\u529f\u6295\u8d44\u4ea4\u6613\u7684\u57fa\u77f3\u3002\u4f9d\u6258\u4e0e\u9886\u5148\u5f8b\u5e08\u4e8b\u52a1\u6240 ABACU&#8230;<\/p>\n","protected":false},"author":1,"featured_media":202,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"inline_featured_image":false,"footnotes":""},"categories":[2],"tags":[],"class_list":["post-207","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-services"],"aioseo_notices":[],"_links":{"self":[{"href":"https:\/\/invexi.org\/zh\/wp-json\/wp\/v2\/posts\/207","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/invexi.org\/zh\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/invexi.org\/zh\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/invexi.org\/zh\/wp-json\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/invexi.org\/zh\/wp-json\/wp\/v2\/comments?post=207"}],"version-history":[{"count":12,"href":"https:\/\/invexi.org\/zh\/wp-json\/wp\/v2\/posts\/207\/revisions"}],"predecessor-version":[{"id":5827,"href":"https:\/\/invexi.org\/zh\/wp-json\/wp\/v2\/posts\/207\/revisions\/5827"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/invexi.org\/zh\/wp-json\/wp\/v2\/media\/202"}],"wp:attachment":[{"href":"https:\/\/invexi.org\/zh\/wp-json\/wp\/v2\/media?parent=207"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/invexi.org\/zh\/wp-json\/wp\/v2\/categories?post=207"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/invexi.org\/zh\/wp-json\/wp\/v2\/tags?post=207"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}